SEC APPROVED RULES REVISION (NOV-2017_BATCH-2) – NEW, AMENDMENTS, DELETIONS

1. Rules on Return of Unclaimed Dividends to Paying Companies.
2. Inclusion of Independent National Electoral Commission (INEC) voter’s
registration card as a valid means of identification of individual clients in the
Capital Market.
3. Three-tiered Know-Your-Customer (KYC) Framework for Capital Market
Operators.
4. Fund/Portfolio Management Operations Rules