CHARTERED INSTITUTE OF STOCKBROKERS ACT

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LAWS OF THE FEDERATION OF NIGERIA  

CHARTERED INSTITUTE OF STOCKBROKERS ACT

ARRANGEMENT OF SECTIONS

1. Establishment of the Chartered Institute of Stockbrokers.
2. Election of President and Vice-Presidents of the Institute.
3. Governing Council of the Institute and membership, etc.
4. Fund of the Council.
5. Appointment of Registrar, etc., and preparation of register.
6. Publication of register and list of corrections.
7. Registration of chartered members of the profession.
8. Approval of qualifications, etc.
9. Supervision of instructions, etc.
10. Establishment of Disciplinary Tribunal and Investigating Panel.
11. Penalties for unprofessional conduct.
12. Application of Act to un-enrolled persons.
13. Rules as to articles, etc.
14. Provision of library.
15. Regulations and rules.
16. Offences and penalties.
17. Transfer to the Institute of certain assets and liabilities.
18. Interpretation.
19. Short title.

SCHEDULES

FIRST SCHEDULE – Supplementary provisions relating to the Council

SECOND SCHEDULE – Supplementary provisions relating to the Disciplinary Tribunal and the Investigative Panel of the Tribunal

THIRD SCHEDULE – Transitional provisions as to assets and liabilities

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CHARTERED INSTITUTE OF STOCKBROKERS ACT

An Act to establish the Chartered Institute of Stockbrokers to regulate the activities of members of the profession and for matters connected therewith.

[1992 No. 105.]

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[Commencement. ]                     [2nd August, 1992]

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ALPHABETICAL INDEX TO THE LAWS OF NIGERIA (UPDATED TO 2018)